D
De Mayo Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
3
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
3
Average account size
$0
About
De Mayo Financial provides financial recommendations, consultation, and portfolio management primarily for individual (non‑high‑net‑worth) clients, and occasionally offers insurance advice. The firm operates as a solo adviser and currently serves a very small client base (three clients).
The firm’s approach centers on selecting third‑party investment management companies that align with each client’s needs, relying on industry research, conferences, and professional consultations rather than recommending or trading individual securities. Accounts are reviewed at least quarterly, and the adviser does not have trading discretion or custody of client funds.
Distinctive features include reporting no assets under management as of December 2022 while continuing to place clients in externally managed portfolios, and receiving a portion of fees from the investment management companies that administer those accounts rather than deducting fees directly from client accounts. The practice is structured around referrals to outside managers and ad‑hoc consulting rather than in‑house securities selection, and it serves a notably small number of clients compared with typical independent advisers.
Client services
Portfolio management
Selection of other advisers
Expertise
Wealth management
Fee options
$100 per hour for special projects
Main office location
De Mayo Financial
Atascadero CA, United States
Number of offices
1
Most active in
De Mayo Financial has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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