De Luchi Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$73,818,719
Clients
24
71% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
24
TypicalAverage account size
$3,075,780
About
De Luchi Investment Management provides ongoing investment supervisory services to a small, primarily individual clientele and also serves pension and profit-sharing plans, trusts, estates, charitable organizations and business entities. The firm manages approximately $73.8 million across 24 client accounts and also offers separate, engagement-based investment and financial consultations.
The firm places primary emphasis on fundamental analysis of a company’s economic value and growth potential, using technical analysis as a supplement to assess valuation and timing. It advises across a broad range of public securities and implements strategies that can include long- and short-term positions, trading, short sales, margin transactions and option writing (including covered and uncovered strategies).
Distinctive aspects include a long-standing sole-proprietor practice whose principal combines formal finance education with prior professional training in dentistry and oral/maxillofacial surgery, an uncommon background among peers. The firm’s concentrated client roster relative to its assets under management, participation in the Schwab Institutional custody/trading program, use of block trading, and a formal Code of Ethics for personal trading and trade allocation are notable operational features.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
Fixed annual fees may be negotiated based on client circumstances; consulting fees typically range from $1,000 to $5,000
$300 per hour for consulting services
Minimum fee: $1,000 to $1,200 minimum annual fee typically required
Main office location
De Luchi Investment Management
Alameda CA, United States
Number of offices
1
Most active in
De Luchi Investment Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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