DCO Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$24,000,000
Clients
28
79% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
28
TypicalAverage account size
$857,143
About
The firm provides discretionary portfolio management and financial planning to individuals, trusts, estates, foundations, endowments, pension and profit-sharing plans, and charitable organizations. It constructs and manages portfolios of marketable securities and mutual funds tailored to each client’s account size, risk tolerance, liquidity needs and investment restrictions, and does not charge a separate fee for financial planning services.
The investment approach emphasizes fundamental research and long-term, value-oriented investing, reflecting a Warren Buffett–style philosophy of analyzing securities as businesses. The principal’s capital markets and market‑making background informs the firm’s trading capability and suggests it can implement more complex instruments (including derivatives in separately managed accounts), a practice that is uncommon among independent peers.
Noteworthy characteristics include managing roughly $24 million across a limited number of client accounts, producing a relatively high assets‑per‑client profile, and operating on a discretionary basis with clients granting trade authority. The firm states it invests alongside clients, prohibits principal or agency cross transactions, relies on third‑party custodians for custody and execution, and leaves proxy voting to clients.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Fee options
$50,000 - $1,000,000: 1.00% $1,000,000 - $5,000,000: 0.75% $5,000,000+: 0.50%
Account minimum: $50,000 Fee-only: Annual investment management fee based on assets under management as per tiers listed; no additional fees for financial planning services.
Main office location
DCO Capital Management LLC
440 S. Lasalle St., Suite 1822
Chicago IL 60605, United States
Number of offices
2
Most active in
DCO Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · Michigan
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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