DBG Capital Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,000,000
Clients
6
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$166,667
About
DBG Capital Advisors is an independent, single-advisor registered investment adviser that provides portfolio management and advisory services, as described in its Form ADV Part 2. The brochure discloses the firm manages approximately $1,000,000 for six clients and uses a percentage-of-assets-under-management fee arrangement.
The firm’s ADV describes typical advisory processes such as ongoing account reviews and investment analysis consistent with portfolio management for individuals, and it addresses discretionary authority and brokerage practices in the standard ADV sections. Services are delivered by the sole advisor, who oversees client accounts and compliance functions referenced in Items 12–16 and 13 of the brochure.
What is noteworthy is that the Form ADV does not list any non‑high‑net‑worth individual clients, a profile that is less common among independent solo advisers and suggests the firm’s client mix is limited or specialized. Combined with a very small client base and a single-advisor operating model, the brochure indicates a concentrated, closely managed practice rather than a larger retail-facing firm.
Client services
Portfolio management
Main office location
DBG Capital Advisors, LLC
The Woodlands TX, United States
Number of offices
1
Most active in
DBG Capital Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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