D
DBA Fee Only Financial Planning, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$80,000,000
Clients
36
3% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
36
HighAverage account size
$2,222,222
About
DBA Fee Only Financial Planning, Inc. provides fee-only financial planning and portfolio management to individual clients. Its Form ADV lists approximately $80 million in assets under management across 36 client relationships, indicating a small, concentrated client base.
The firm charges fees on a percentage-of-AUM basis and offers ongoing investment management and periodic account reviews as described in its brochure. The ADV also outlines the firm’s methods of analysis and investment strategies, suggesting an emphasis on customized planning and monitoring rather than mass-market model portfolios.
What distinguishes the firm from many peers is the relatively large assets-per-client — roughly $2.2 million on average — combined with a compact number of client relationships, which points to a concentrated, relationship-focused practice. The firm’s explicit fee-only identification in its name and disclosure materials further signals an emphasis on advisory compensation without commission-based conflicts.
Client services
Portfolio management
Fee options
Flat fees for financial plans; specific amounts not stated.
$0 - $250,000: 3.00% $250,000 - $1,000,000: 2.00% $1,000,000+: 1.00%
Fees charged at $250 per hour for consulting services.
Account minimum: $250,000 Fee-only: Flat fees for financial planning services; specific amounts not stated in brochure.
Most active in
DBA Fee Only Financial Planning, Inc. has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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