D
DB Asset Management,LLC.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$9,000,000
Total clients
16
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
16
Average account size
$562,500
About
DB Asset Management provides discretionary portfolio management, portfolio analysis and asset-allocation services for individuals and families, including high-net-worth clients, estates/trusts and retirement plans. The firm generally charges asset-based advisory fees and prepares an individualized Investment Policy Statement for each client to guide portfolio construction and ongoing management.
The investment approach emphasizes equity investments in growth and income companies led by shareholder-oriented management and uses both fundamental and technical analysis. Portfolios are built with sector diversification and a low-turnover, long-term orientation, and the manager may use options (including LEAPs and call-writing) for income or downside protection; IPS reviews occur at least annually.
Compared with many peers, the practice manages a relatively small number of client relationships with about $9 million in assets and maintains a stated account minimum (typically $500,000, waiverable), reflecting a selective, high-touch focus. The firm requires clients to use its chosen custodian rather than permitting client-directed brokers, limits custody to fee deduction only, and discloses the principal’s occasional outside professional work (voice-over) limited to roughly 15–20 days per year.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
1.0% - 2.75% annually, negotiable depending on client needs and complexity
Account minimum: $500,000 (may be waived at discretion)
Main office location
DB Asset Management,LLC.
Sarasota FL, United States
Number of offices
1
Most active in
DB Asset Management,LLC. has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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