Dawson Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$39,593,885
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
106
29% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
106
Very HighAverage account size
$373,527
About
The firm is a single-advisor independent registered investment adviser that provides discretionary wealth management and portfolio management to individuals and high-net-worth individuals, supporting about 106 client relationships and offering financial planning and retirement-plan rollover advice. It acts as a fiduciary to clients and delivers continuous personal contact alongside implementation of investment strategies and occasional referrals to accountants or attorneys.
The firm’s investment approach is primarily long-term and portfolio-level, constructing diversified allocations with low-cost mutual funds and ETFs and supplementing those with individual stocks, bonds, options and unit investment trusts as appropriate; it employs a mix of fundamental, technical, cyclical, behavioral and charting analysis and will trade shorter-term when rebalancing, tax considerations, or market conditions warrant. Accounts are managed on a discretionary basis and monitored regularly, with clients able to place reasonable investment restrictions and receive periodic reporting from custodians.
Noteworthy for a solo independent adviser, the firm sponsors a wrap fee program that bundles transaction, custody and administrative costs into the advisory fee — a structure that is uncommon among peers and can affect the total cost sensitivity to trading activity. The firm also operates on an institutional platform relationship that provides software, trading and operational support, and the principal maintains a separate, limited insurance practice (approximately 5% of time), which the firm discloses as a potential conflict of interest.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Tax-loss harvesting
Fee options
$0 - $25,000: 2.50% $25,001 - $100,000: 1.75% $100,001 - $500,000: 1.60% $500,001 - $1,000,000: 1.30% $1,000,001+: 1.00%
$1,000 per hour (negotiable)
Account minimum: $10,000
Main office location
Dawson Investment Management
2910 Camino Diablo, Suite 110
Walnut Creek CA 94597, United States
Number of offices
1
Most active in
Dawson Investment Management has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")