Daviman Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$161,817,785
Clients
190
21% high-net worth
Advisors
3
of 6 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Clients per advisor
63
HighAverage account size
$851,673
About
Daviman Financial, LLC is a small adviser with three advisors overseeing roughly $234 million in client assets and serving about 190 clients, primarily individuals (including high‑net‑worth) as well as retirement plans, trusts, and other entities. The firm offers comprehensive financial planning, discretionary and non‑discretionary investment management (including use of third‑party sub‑managers), and retirement plan consulting delivered under the dba Daviman Institutional.
The firm emphasizes a tailored, fact‑finding approach to planning and allocates assets across strategic and tactical models using mutual funds, ETFs, individual securities and options, and may recommend third‑party managers for specialized sleeves. For employer plans it provides plan‑level services such as platform selection, fee benchmarking, participant education and model allocation tools (including 3(38) manager arrangements and participant allocation questionnaires).
Daviman’s brochure discloses a number of practices that are less common among peers: its advertising includes hypothetical performance figures and uses endorsements and testimonials, and it maintains promoter arrangements that can pay referral fees (disclosed as up to 100% of the asset‑based fee in promoter materials). Several advisers are also licensed insurance agents and the principal operates related entities (Back 9 Trust Services, Front 9 Administration) and has an agreement with CIC Services for captive insurance referrals, each of which the firm discloses as potential sources of additional compensation.
Client services
Expertise
Occupation focus
Fee options
Fixed retainer fees up to $250,000 annually for ongoing planning services; retirement plan consulting flat fees range from $500 to $15,000 annually.
Less than $1,000,000 - $999,999: 1.00% $1,000,000 - $2,999,999: 0.75% $3,000,000 - $7,500,000: 0.50% More than $7,500,000+: Negotiable
Insurance products sold by adviser representatives who are licensed insurance agents earn commissions separate from advisory fees.
Up to $500 per hour for financial planning and investment consulting services.
Retainer fee for ongoing planning services typically billed quarterly in advance.
Fee-only: Financial planning fees quoted on a project basis for 12 months; hourly fees up to $500 per hour; fixed retainer fees up to $250,000 annually; investment consulting fees up to 1.50% of portfolio value or $500 hourly.
Main office location
Daviman Financial, LLC
Noblesville IN, United States
Number of offices
2
Most active in
California · Florida · Indiana · Nevada · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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