Davies Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,400,000
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
118
17% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
118
Very HighAverage account size
$155,932
About
The firm provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), as well as to corporations, business entities and other institutional clients. It also offers asset management and insurance solutions, including the sale of life, health and long‑term care insurance and limited advice on no‑load, no‑surrender variable annuity products for fee‑based accounts.
The advisor develops individualized financial plans and manages accounts on either a discretionary or non‑discretionary basis, with periodic monitoring and portfolio rebalancing. Investment decisions incorporate fundamental, technical and cyclical analysis and may include stocks, bonds, mutual funds, ETFs and option strategies, including option writing.
Noteworthy aspects disclosed in the brochure include the principal’s status as a licensed insurance agent who receives customary commissions for insurance sales (reported at roughly 5% of his time), and the firm’s engagement with corporate and institutional clients—services that are less common among similar independent advisers. The brochure also highlights the principal’s prior experience at large brokerage firms and a part‑time, non‑investment role with a local sports organization.
Client services
Financial planning
Portfolio management
Expertise
Long-term care insurance
Life insurance needs analysis
Options & derivatives strategies
Fee options
Financial planning fees: $250 for initial plan, $150 for annual maintenance; fees may be negotiated
$0 - $100,000: 2.00% $100,000 - $500,000: 1.50% $500,000+: 1.00%
Main office location
Davies Wealth Management LLC
684 Se Monterey Road
Stuart FL 34994, United States
Number of offices
1
Most active in
Davies Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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YouTube
Website
954-353-6198
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