Dauble+Worthington Equity Portfolios
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$8,985,408
Total clients
60
0% high-net worth
Total advisors
3
of 1 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
20
Average account size
$149,757
About
Dauble+Worthington Equity Portfolios provides discretionary portfolio management, investment recommendation and monitoring, and financial planning to individuals, trusts, estates, charitable organizations, corporations, and other business entities. Its services include tailored investment plans with ongoing supervision and rebalancing, assistance with employer-plan investments, and access to third‑party investment managers when appropriate.
The firm’s investment process combines charting, fundamental, technical and cyclical analysis and relies on an independent research provider (Dorsey Wright) to inform portfolio decisions; eligible investments include equities, fixed income, mutual funds, ETFs and cash equivalents, and strategies may range from long‑term holdings to shorter‑term trading or options where the client’s profile permits. Accounts are monitored on an ongoing basis, with formal reviews recommended at least annually and periodic performance and account reporting provided to clients.
The brochure explicitly includes and advertises performance information, including hypothetical performance results, which is an uncommon disclosure practice for firms in this category. The materials emphasize a client focus on individual and other institutional clients without identifying a high‑net‑worth client base and describe the firm’s use of outside managers and research rather than relying solely on proprietary models.
Client services
Expertise
Fee options
$5,000 annual financial planning fee, negotiable
$0 - $100,000: $20 per month $100,001 - $250,000: $35 per month $250,001 - $1,000,000: $50 per month $1,000,001+: $75 per month
Account minimum: $5,000.00
Most active in
Indiana
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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