D
Dartmouth Capital Advisors, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$135,595,450
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
12
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$11,299,621
About
Dartmouth Capital manages pension funds, profit‑sharing plans, IRAs, endowments, and other assets for foundations, medical offices, law firms, high‑net‑worth individuals, families, and institutional clients. In addition to individual portfolio management, the firm provides pension consulting and accepts corporate and institutional accounts, including plan management for pension and profit‑sharing clients.
The firm’s equity process combines cash‑flow‑based quantitative models (fundamental, technical, and a proprietary risk assessment) with comprehensive qualitative due diligence that examines nearly 100 factors per security and uses top‑percentile rankings to drive buy/sell decisions. Fixed‑income management is described as bottom‑up and opportunistic, emphasizing security selection, active duration and yield‑curve positioning, and risk measurement using option‑adjusted key‑rate duration and tracking‑error analysis.
Noteworthy for an independent advisor of this scale, Dartmouth reports a client mix heavily weighted to high‑net‑worth assets (about 81% of reported AUM) while still allocating meaningful assets to pension (≈13%) and corporate (≈6%) clients, a combination that is relatively uncommon among peers. The chief investment officer is responsible for account implementation and oversight, and the brochure discloses strategy characteristics—such as relatively low diversification in some strategies, potentially high cash allocations, and turnover that can vary materially with market conditions—that may lead to different risk and liquidity profiles versus many other independent firms.
Client services
Portfolio management
Pension consulting
Expertise
Active portfolio management
Concentrated stock management
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Retired
Attorney
Doctor or Medical Professional
Fee options
$0 - $1,000,000: 0.95% $1,000,001 - $5,000,000: 0.75% $5,000,001 - $15,000,000: 0.50% $15,000,001+: 0.35%
Hourly charges reported in SEC Form ADV Part 1, but no specific amounts stated in brochure
No clients currently have performance-based fees; no standard schedule but willing to consider proposals
Account minimum: $3,500,000 standard minimum (exceptions made) Minimum fee: $2,000 per month minimum fee, often waived for smaller accounts
Most active in
Dartmouth Capital Advisors, Inc. has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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