Dark Horse Wealth LLC

The firm serves individual investors (including high-net-worth and non‑HNW clients) and also lists corporations and pension and profit‑sharing plans among its client types. Its services include discretionary investment supervisory (wealth management) services, hourly investment consulting and financial planning, and explicit portfolio management for 401(k) and other qualified retirement plans.

The firm documents client objectives in an Investment Policy Statement and typically builds portfolios with low‑cost passive mutual funds and ETFs as the core while tactically adding individual stocks or bonds as needed. It relies on a mix of fundamental, technical and cyclical analysis, generally pursues long‑term strategies but may use short‑term trades to manage downside risk, and uses iRebal software to model allocations and allocate block trades across client accounts.

Distinctive features for an independent, single‑advisor firm include an explicit practice of serving corporate entities and retirement plans with a separate fee schedule and rebalancing approach for 401(k) assets, and operational use of institutional custody and trade‑allocation tools to support block trading. The firm reports roughly $29.4 million in discretionary AUM, no account minimum, and a recent transition to SEC registration, a combination of attributes that is less common among similarly sized independent advisers.