Dark Horse Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$35,500,544
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
94
11% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
94
Very HighAverage account size
$377,665
About
Dark Horse Wealth LLC advises individuals while also providing services to pension and profit‑sharing plans and corporate entities. The firm offers discretionary investment supervisory services, basic financial planning, and an hourly investment consulting alternative for clients who prefer a non‑discretionary engagement.
The firm documents client objectives in an Investment Policy Statement and generally constructs portfolios from low‑cost mutual funds and ETFs, with tactical additions of individual stocks or bonds to meet specific objectives. It requests discretionary authority to implement portfolios and uses iRebal software to model allocations, size positions, allocate block trades, and manage cash across accounts.
What distinguishes this firm from many independent peers is its explicit focus on retirement‑plan work — the brochure lists pension and profit‑sharing plans and a dedicated 401(k)/qualified‑plan fee schedule — and it notes corporate or business clients in its client types. The brochure also discloses that a firm representative holds the Chartered Retirement Plans Specialist (CRPS) credential and that the firm combines long‑term strategies with occasional short‑term trading and tactical positioning.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Wealth management
General retirement planning
Income planning
Annuities
Passive / index investing
Fee options
$0 - $200,000: 1.20% $200,001 - $1,000,000: 0.90% $1,000,001 - $3,000,000: 0.60% $3,000,001+: 0.50%
$150 per hour
Fee-only: Hourly fee of $150 per hour for Investment Consulting Services
Main office location
Dark Horse Wealth LLC
51 Albany St 2 Nd Fl
Cazenovia NY 13035, United States
Number of offices
1
Most active in
Dark Horse Wealth LLC has reported serving >5 clients in these states in the last 12 months.
New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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