Darcy Brix Investment Representative, Inc

Darcy Brix acts as a solicitor that connects individuals, small companies, and occasionally trusts and qualified retirement plans with unaffiliated registered investment advisers. The firm emphasizes referrals for employment recruiters and their clients, including assistance with transferring 401(k) and other retirement assets to third‑party RIAs and custodians; clients enter into separate advisory agreements with those RIAs.

The firm does not manage client accounts, does not provide portfolio management for individual accounts, and reports no assets under management; instead it provides information about third‑party advisory services and facilitates introductions. Darcy Brix discloses that it receives referral compensation from the RIAs and does not monitor or review the investment decisions, reporting, or custody arrangements handled by those advisers.

Compared with many similarly sized supported firms, Darcy Brix is notable for operating solely as a solicitor rather than offering percentage‑of‑AUM or direct portfolio management services and for maintaining a small client base supported by two advisors. Its principals also operate Main Sequence Technology, a separate software and database business focused on personnel recruitment, and disclose that they may spend substantial time on that non‑advisory activity—an organizational feature prospective clients should weigh alongside the firm’s referral arrangements.