Dale Q. Rice Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$156,591,623
Total clients
108
66% high-net worth
Total advisors
1
of 4 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
108
Average account size
$1,449,922
About
The firm provides investment advisory and financial planning services to individual and high–net-worth clients, offering both discretionary and non‑discretionary portfolio management and preparing written investment strategies. It documents suitability information at intake and on an ongoing basis and may manage subaccounts of variable annuities as part of client portfolios.
The firm’s investment process is tailored to client needs, taking into account time horizon, risk tolerance, and liquidity needs, and may use asset allocation, dollar‑cost averaging, technical analysis, and both short‑ and long‑term purchase strategies. It can be granted discretionary authority to implement trades and may place client accounts in a wrap‑fee program for combined advisory and execution services.
Noteworthy aspects disclosed in the brochure include that the firm’s principal is a licensed insurance agent and the adviser may recommend commissionable insurance products and manage variable annuity subaccounts, which the firm acknowledges can present conflicts of interest. The firm also describes participation in a custodial relationship that provides soft‑dollar benefits and emphasizes periodic (at least quarterly) account reviews and client reporting.
Client services
Expertise
Fee options
$0 - $1,249,999: 1.50% $1,250,000 - $1,999,999: 1.25% $2,000,000+: 1.00%
Main office location
Dale Q. Rice Investment Management
10000 Ne 7 Th Avenue, #215
Vancouver WA 98685, United States
Number of offices
1
Most active in
California · Oregon · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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