Dahl Financial Services, Inc.

Dahl Financial Services, Inc. is a state-registered advisory firm managing roughly $33.4 million for about 125 clients, primarily individual investors as well as pension/profit-sharing plans, trusts, estates, and charitable organizations. The firm offers continuous investment supervisory services, financial planning, and retirement plan consulting, including 401(k) reviews and plan sponsor due diligence.

The firm’s investment process draws on both fundamental and technical analysis and implements long- and short-term strategies, including option writing, short sales, margin transactions, and the use of timing services noted in its research sources. Client accounts receive periodic reviews with semi-annual reporting and annual meetings, and the firm may exercise discretionary trading authority under client-approved investment policy statements.

Noteworthy for a firm of this size, Dahl is vertically integrated with an affiliated insurance agency that offers life, health, disability, annuities and related products, and it operates several non-investment businesses that provide financial counseling, personal money-management services, and educational offerings. The brochure also highlights the firm’s publication of periodicals/newsletters and delivery of on-site educational seminars and workshops (including programming aimed at widows and employee education), and it serves mainly non–high-net-worth individuals, a client mix that is less common among peers.