Dae Wealth Management

DAE Capital Strategies provides ongoing portfolio management and integrated financial planning to individuals, high‑net‑worth individuals, and pension/profit‑sharing plans. The firm documents client goals and risk tolerance in an Investment Policy Statement and advises across mutual funds, ETFs (including precious‑metal ETFs), equities, fixed income (including TIPS), annuities, and private placements; financial planning is included with portfolio management at no additional charge.

The firm employs a mix of quantitative, fundamental, technical and modern portfolio theory analyses and uses both long‑ and short‑term trading approaches, generally seeking discretionary trading authority and conducting quarterly account reviews. It explicitly describes the risks of its strategies and securities and requires clients to use a specified custodian while providing quarterly custodian statements.

Notably, the adviser maintains affiliations outside its advisory business: a principal is a registered representative of a broker‑dealer, an investment adviser representative with another adviser platform, and an independent licensed insurance agent, and the brochure discloses that representatives may receive commissions for sales of securities and insurance products and documents those conflicts. The brochure also discloses a management‑level IRS lien that is being addressed with counsel, and it states the firm does not aggregate trades for multiple client accounts—operational features that may affect execution and conflict management compared with many peers.