D
DA Wealth Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,650,000
Clients
14
86% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
14
LowAverage account size
$617,857
About
The firm provides discretionary portfolio management and ongoing investment advice to individual clients, including high‑net‑worth individuals, and prepares a written Investment Policy Statement for each client that documents goals, tax considerations and risk tolerance. Its recommended investments are primarily equities but may also include mutual funds, ETFs (including precious‑metal ETFs), treasury‑inflation‑protected bonds, real estate funds and options.
Investment decisions draw on a mix of charting, cyclical, fundamental, quantitative and technical analysis, with a long‑term trading orientation and portfolio construction focused on diversification, income production and hedging. The firm typically seeks discretionary trading authority to implement strategies, does not select third‑party investment managers, and provides quarterly reports through the custodian.
Operationally the firm requires clients to custody assets with a specific broker‑dealer, which affords access to institutional trading, research and other services and may result in soft‑dollar benefits; it also discloses that it does not aggregate (block) trades for multiple clients. The brochure notes the firm was established in 2024 and discloses a prior 2017 arbitration involving the firm’s principal that was resolved in 2018 with a monetary contribution.
Client services
Portfolio management
Expertise
Active portfolio management
Real estate investing
Fee options
$50,000+: 1.50% annually
Account minimum: $50,000
Main office location
DA Wealth Advisors
Highland Park IL, United States
Number of offices
1
Most active in
DA Wealth Advisors has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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