D.R. Harris & Co.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
8
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$0
About
D.R. Harris & Co. provides non-discretionary securities investment monitoring and advice to individual clients, operating as a single-advisor practice with a very small client base (about eight clients). The firm also offers separate, non-advisory services for some clients, including income tax return preparation and business-owner financial and strategic planning.
The advisor takes a customized, long-term, lower-turnover approach that emphasizes tailoring allocations to each client’s goals, risk tolerance, liquidity needs and income sources; recommendations may include growth and income mixes, situational hedges, and occasionally less-common instruments such as closed-end funds or unsponsored ADRs. D.R. Harris & Co. routinely monitors accounts but does not trade for clients (clients execute trades with their chosen custodians), and the firm generally avoids churning accounts.
Compared with many independent advisors, the firm charges flat, prepaid advisory fees rather than percentage-of-assets-under-management, and it structures fees and billing on a negotiated, client-by-client basis. The principal’s legal and tax background (JD and prior legal internships) and the firm’s provision of tax preparation and business-owner planning as distinct services are notable operational features for a solo RIA of this size.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Retirement income strategy
Income planning
Active portfolio management
Occupation focus
Retired
Demographic focus
Mid-Career Professionals
HENRY (High Earners, Not Rich Yet)
Fee options
Fee-only: Flat advisory fee paid in advance, individually determined, negotiable, typically billed quarterly, semi-annually, or annually.
Main office location
D.R. Harris & Co.
4275 Executive Square, Suite 200
La Jolla CA 92037, United States
Number of offices
1
Most active in
D.R. Harris & Co. has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")