D'Arcy Wealth Management, Inc. - A California Corporation

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Client assets under management

$1,330,000

Clients

0% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$147,778

About

D’Arcy Wealth Management provides investment advisory and asset management services primarily to individual clients, small business owners and other business entities, and also recommends and sells life, health, Medicare, long‑term care and other insurance products. The firm offers portfolio construction, ongoing monitoring, and client consultations as part of its advisory service, and reports that it manages a modest number of client accounts and assets.

The firm’s investment process centers on asset allocation and a combination of fundamental and technical analysis for strategic, generally long‑term portfolios, with tactical adjustments available when appropriate. Portfolios are managed through a wrap‑fee program and the firm currently provides advice and trades on a non‑discretionary, client‑consent basis rather than exercising discretionary trading authority.

Notable aspects of the firm compared with peers include its use of negotiated performance‑based fee arrangements for qualified clients alongside wrap‑fee advisory accounts, and the fact that the managing member operates an affiliated insurance agency and devotes a substantial portion of time to commissionable insurance activities. These features — the mix of performance fees with a wrap program, primarily non‑discretionary management, and significant insurance brokerage activity — are less common among similarly supported advisory firms.

Client services

Portfolio management

Expertise

ESG / Sustainable investing Active portfolio management Options & derivatives strategies

Fee options

Fixed

Flat fees may be negotiated but must not exceed fee schedule; specifics listed in Asset Management Fee Agreement.

Percentage

$0 - $1,000,000: 1.50% annually $1,000,001 - $3,000,000: 1.25% annually $3,000,001+: Negotiable

Commissions

Commission income received from sale of insurance products; usual and customary commissions for life, disability, health, personal and commercial insurance sales.

Performance-based

10% incentive fee on new profits, 2% annual management fee; performance based fees applicable for qualified clients with minimum $1,000,000 assets under management.

Other

Account minimum: $25,000

Main office location

D'Arcy Wealth Management, Inc. - A California Corporation

Corona CA, United States

Number of offices

Most active in

California · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 951-438-4059

Advisors at this firm

Dempster C

Series 63, Series 65

Corona, CA

D'Arcy Wealth Management, Inc. - A California Corporation

Dempster Cherry is a financial advisor with D'Arcy Wealth Management, Inc., a California-based independent firm. He holds Series 63 and Series 65 licenses and has 13 years of industry experience. Cherry is also president of D'Arcy Insurance Agency, LLC, where he is involved in life, health, disability, property, and casualty insurance sales. D'Arcy Wealth Management is a solo advisory practice serving individuals, high-net-worth clients, small business owners, and other entities. The firm offers non-discretionary, fee-based portfolio management combined with commissionable insurance products through an affiliated agency.

ESG / Sustainable investing Active portfolio management Options & derivatives strategies

Tony L

Series 63, Series 65

Corona, CA

D'Arcy Wealth Management, Inc. - A California Corporation

Tony Lim is a financial advisor at D'Arcy Wealth Management, Inc., holding Series 63 and Series 65 licenses with 28 years of industry experience. His career includes roles at Fidelity Funding, Interest Smart Home Loans, and True Colors Investing. He also serves as president of an insurance agency, dedicating a significant portion of his time to insurance sales. D'Arcy Wealth Management is a state-registered, solo advisory practice providing asset management, securities advice, and insurance services to individuals, high-net-worth clients, small business owners, and other entities. The firm offers non-discretionary, fee-based portfolio management using asset-allocation planning and risk assessment, alongside commissionable insurance products through an affiliated agency.

ESG / Sustainable investing Active portfolio management Options & derivatives strategies

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