Cypress Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$77,295,718
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
50
40% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
50
HighAverage account size
$1,545,914
About
Cypress Wealth Management provides fee-only wealth management, comprehensive financial planning, retirement transition planning, institutional investment management, and retirement plan sponsor consulting, including acting in a 3(38) investment manager capacity for some plans. Its client base includes individuals and families (including those transitioning to or in retirement), entrepreneurs and executives, charitable organizations, endowments, and qualified retirement plans.
The firm’s investment approach emphasizes asset-allocation driven, long-term strategies grounded in Modern Portfolio Theory and the Efficient Market Hypothesis, with Liability-Driven Investing used for retirement and institutional income-matching needs. It implements diversified exposure through institutional mutual funds, ETFs, individual securities and private investments, and typically manages accounts on a discretionary basis while coordinating with clients’ other advisers.
Distinctive disclosures and service elements appear in its brochure: the firm disclosed a regulatory consent order arising from a merger-related book-entry error that produced a temporary net-capital shortfall and subsequently agreed to enhanced books-and-records controls with the state regulator. It also provides participant and client education through newsletters, meetings and hosted family sessions, and offers a separate third‑party cash-management program administered outside the firm’s AUM services while complying with state custody and standing-letter-of-authorization audit requirements.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Retirement income strategy
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Executive
Founder/Business Owner
Demographic focus
Approaching retirement
Fee options
Comprehensive Financial Planning fees range from $2,500 to $5,000 (typically $3,000 to $4,500); Retirement Transition Planning fee $5,000.
$0 - $2,000,000: 0.95% $2,000,001 - $5,000,000: 0.65% $5,000,001 - $10,000,000: 0.55% $10,000,001+: 0.20%
$300 per hour with $600 minimum.
Account minimum: $8,000 Minimum fee: Wealth Management minimum fee is $8,000 per year; Institutional Investment Management minimum fee is $5,000 per year; Retirement Plan Sponsor Consulting minimum fee is $2,000 per year; Hourly consultation minimum fee $600. Fee-only: Fee-only firm; does not accept commissions or commission-based products.
Main office location
Cypress Wealth Management, LLC
2171 Judicial Drive, Ste. 110
Germantown TN 38138, United States
Number of offices
1
Most active in
Cypress Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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