CV Securities Analysis, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$485,728
Total clients
5
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$97,146
About
The firm provides ongoing portfolio management to individual and high‑net‑worth clients, creating an Investment Policy Statement to document each client’s goals, income, tax considerations and risk tolerance. Its advisory services cover asset allocation, asset selection and regular portfolio monitoring across mutual funds, ETFs, equities, fixed income, real estate funds, annuities, commodities, options and non‑U.S. securities.
Investment selection is informed by modern portfolio theory and quantitative analysis, with a focus on long‑term positions and the use of options strategies (including covered and uncovered positions) when appropriate. The firm seeks discretionary authority to implement its strategies, documents risk tolerances in each client’s IPS, and explicitly addresses the specific risks of options, commodities, real estate funds and non‑U.S. securities.
Compared with peers, the firm operates with a very small client base and manages a modest pool of assets while including non‑U.S. securities in its investable universe and reporting a notable non‑U.S. client presence, which is uncommon for firms of this type. Its brochure also discloses that custodial execution is limited to a specific broker, that the principal conducts unrelated tutoring and exam‑content work, and that the firm resolved a 2021 civil penalty related to late state registration.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Passive / index investing
Real estate investing
Fee options
$0 - $2,000,000: 1.00% $2,000,001+: 0.90%
Most active in
CV Securities Analysis, LLC has reported serving >5 clients in these states in the last 12 months.
Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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