Custom Wealth Management Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$25,575,722
Clients
27
33% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
27
TypicalAverage account size
$947,249
About
Custom Wealth Management Inc provides comprehensive portfolio management and financial planning to individuals, high-net-worth clients, trusts, retirement plans and business entities. The firm manages approximately $25.6 million in discretionary assets and charges clients on an asset-based advisory fee basis while monitoring and rebalancing accounts regularly.
The firm’s investment approach draws on a broad set of analytical methods — including cyclical, fundamental, technical, quantitative and qualitative analysis — and emphasizes asset allocation using ETFs, fixed income and duration management, with both long- and short-term trading as appropriate to client objectives. Portfolios may employ strategic, dynamic, tactical and core-satellite allocation techniques and the firm maintains a practice of periodic rebalancing and duration constraints for fixed-income exposure.
The brochure discloses a prior FINRA acceptance, waiver and consent from 2021 that resulted in a $10,000 fine and a three-month industry suspension related to unsuitable early rollovers of unit investment trusts. It also discloses that its representatives act as licensed insurance agents/brokers and receive customary compensation from insurance sales — a relationship the firm notes can create conflicts of interest and which it mitigates through disclosures and limited insurance availability for certain states.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Passive / index investing
Fee options
Maximum annual fee of 1.50% of assets under management, billed quarterly in advance on a pro-rata basis
Main office location
Custom Wealth Management Inc
Fort Mohave AZ, United States
Number of offices
1
Most active in
Custom Wealth Management Inc has reported serving >5 clients in these states in the last 12 months.
Arizona · California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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