C
CST Financial Advisory LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$24,700,000
Clients
61
33% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
61
HighAverage account size
$404,918
About
CST Financial Advisory LLC is an independent, single-advisor registered investment adviser that provides ongoing portfolio management to individual and high‑net‑worth clients. The firm documents client goals and risk tolerance in written Investment Policy Statements and may direct clients to third‑party advisers or model portfolios as part of its service offering.
CST’s investment process draws on charting, cyclical, fundamental, quantitative and technical analysis and can employ long‑ and short‑term trading, margin, options, and short‑sale strategies. The firm invests across mutual funds, ETFs, equities, fixed income, real estate funds and private placements, and it participates in Advyzon Investment Management’s Nucleus model marketplace while also making private pooled vehicles (including a Pomona product) available to suitable clients.
Noteworthy distinctions include disclosure events tied to the firm’s principal that are disclosed in the brochure: a 2009 consent resolving a regulatory action with a $4,500 civil/administrative penalty and a 2013 FINRA matter resolved with a $7,500 penalty and a short suspension. The firm’s combination of access to a model marketplace, fee‑sharing when selecting other advisers, and offering private fund access at a small, solo‑advisor practice differentiates it from many peers.
Client services
Portfolio management
Selection of other advisers
Expertise
Options & derivatives strategies
Private / alternative investments
Concentrated stock management
Fee options
Up to 2.50% (negotiable)
Main office location
CST Financial Advisory LLC
Frisco TX, United States
Number of offices
2
Most active in
CST Financial Advisory LLC has reported serving >5 clients in these states in the last 12 months.
California · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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