C
CSI Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,087,750
Clients
51
2% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
51
TypicalAverage account size
$237,015
About
CSI Wealth Management provides ongoing discretionary portfolio management and financial planning services to individual and high‑net‑worth clients. The firm prepares an Investment Policy Statement for each client and generally implements diversified portfolios using mutual funds, equities, and private placements.
The firm’s investment approach is informed by modern portfolio theory and a long‑term trading strategy, with risk tolerances documented in client IPSs and accounts reviewed at least quarterly. CWM requires clients to use Schwab Institutional custody and leverages custodial research and technology as part of its trade execution and reporting processes.
Noteworthy features include its small scale—three advisors serving roughly 50 clients with about $12 million in reported assets—and disclosed disciplinary history: a management person was discharged following a 2022 internal review concerning alleged submission of paperwork with misappropriated client signatures, and a prior regulatory matter in 2002 concluded with a cease‑and‑desist. The firm also discloses potential conflicts from supervised persons acting as licensed insurance agents who may receive commissions, and from use of private placements and custodial soft‑dollar benefits, which can affect liquidity, conflicts of interest, and execution considerations.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
General retirement planning
College savings (529s, UTMA, etc.)
Debt management
Fee options
Fixed fees for financial planning: $2,000 to $7,500
$0 - $1,000,000: 1.50% $1,000,001 - $2,000,000: 1.25% $2,000,001+: 1.00%
$350 to $1,000 per hour
Main office location
CSI Wealth Management
20 East Foothill Blvd.,, Suite 100
Arcadia CA 91006, United States
Number of offices
1
Most active in
CSI Wealth Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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