Crystal Brook Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$19,027,636
Total clients
48
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
48
Average account size
$396,409
About
The firm provides financial planning, investment consultation, and portfolio supervisory services to individual clients, high-net-worth individuals, small businesses, pension and profit-sharing plans, and charitable organizations. Offerings include referrals to third‑party investment managers, a digital (robo‑advisor) account program, and an in‑house wrap fee program for eligible investors.
In working with clients the firm typically develops written investment guidelines, recommends asset allocation using a mix of active, core+satellite and passive strategies, and conducts periodic monitoring and rebalancing. Although the firm offers discretionary digital accounts, it reports that its reportable assets (approximately $15.5 million) are primarily managed under non‑discretionary engagements, so many clients retain final approval over trades.
Distinctive features disclosed in the brochure include sponsorship of a wrap fee program, periodic educational workshops for the public, and the principal’s licensed insurance and enrolled‑agent tax‑preparation activities conducted under separate agreements; these service lines and potential commission or tax‑service arrangements are disclosed as possible conflicts of interest. The combination of serving pension and charitable clients, running a wrap program, and operating both non‑discretionary supervisory services and a robo platform is less common among independent firms of this size.
Client services
Expertise
Occupation focus
Fee options
Fixed fees from $250 to $5,000 per plan depending on complexity
$0 - $249,999: 1.25% (125 basis points) annually $250,000 - $499,999: 1.00% (100 basis points) annually $500,000 - $999,999: 0.80% (80 basis points) annually $1,000,000 - $4,999,999: 0.55% (55 basis points) annually $5,000,000 - Above: 0.50% (50 basis points) annually
$250 per hour, billed in 10-minute increments
Fee-only: Financial planning and investment consultation at $250/hour billed in 10-minute increments; Fixed fees range from $250 to $5,000 per plan
Main office location
Crystal Brook Advisors
Mt. Sinai NY, United States
Number of offices
2
Most active in
New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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