Crosspoint Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$157,077,817
Total clients
282
41% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
282
Average account size
$557,014
About
Crosspoint Financial, LLC provides investment advisory and financial planning services to individuals (including high-net-worth clients) and to employer plan sponsors and other institutional clients. The firm offers discretionary asset management, standalone financial planning, and ongoing retirement plan consulting, reporting $157,077,817 in regulatory assets under management across roughly 282 client relationships.
Portfolios are customized and may include individual stocks, bonds, ETFs, options, mutual funds, alternative and private investments, structured products, and inverse ETFs, with continuous monitoring and rebalancing; the firm also may utilize model portfolios made available through National Financial Services LLC and Fidelity Brokerage Services LLC. Crosspoint operates as a fiduciary, provides ERISA-aware retirement plan consulting (including assistance consistent with Section 3(21) or 3(38) designations), and delivers both investment-management and consulting services depending on client needs.
Distinctive aspects of the firm include affiliations that are uncommon for a small independent adviser: representatives are registered with a broker-dealer (Alexander Capital, L.P.) and are licensed insurance agents, and the firm discloses the ability to accept commissions for securities and insurance sales. The practice is unusually client-dense for a solo adviser while also providing pension consulting and institutional plan services, and it relies on Fidelity’s institutional platform and related research arrangements under Section 28(e).
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Private / alternative investments
Concentrated stock management
Fee options
Flat fees for financial planning and consulting services range from $500 to $5,000
$0+: Up to 1.50% annually (maximum) for Asset Management $0+: Up to 1.00% annually (maximum) for Retirement Plan Consulting
Representatives are registered representatives of Alexander Capital, L.P. and receive commissions for sale of securities and investment products, including trail fees
Maximum hourly fee of $250 for financial planning and consulting services
Fee-only: Financial Planning & Consulting fees charged hourly up to $250/hour or flat fees ranging from $500 to $5,000
Main office location
Crosspoint Financial, LLC
14471 Chambers Road, #208
Tustin CA 92780, United States
Number of offices
1
Most active in
Crosspoint Financial, LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")