Cross Financial Strategies, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$29,869,489
Clients
41
46% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
41
HighAverage account size
$728,524
About
Cross Financial Strategies, LLC is an independent registered investment adviser managing roughly $31.5 million for about 41 clients, serving individuals, high-net-worth clients and corporate or business entities. The firm provides discretionary asset management, financial planning and ERISA plan services (including 401(k), pension and profit-sharing plans), and periodically offers educational seminars and workshops.
Portfolios are constructed and managed to reflect each client’s goals, time horizon and risk tolerance, with Modern Portfolio Theory cited as a guiding framework and a mix of long- and short-term investments, option strategies and fixed income used as appropriate; accounts are monitored for rebalancing and tax-loss harvesting. The firm executes discretionary trades on behalf of clients and, where suitable, may permit borrowing (margin) in separately managed accounts and employ other leverage-related strategies.
Noteworthy for an independent advisor, Cross Financial provides ERISA 3(21) fiduciary services and pension/profit-sharing plan consulting—services that are relatively uncommon among peers—and conducts educational seminars and workshops for plan participants or the public. The firm does not vote client proxies (clients receive proxy materials directly from custodians) and states its seminars are educational in nature and provided without a charge.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Retirement plans for business owners (SEP, solo 401k)
Options & derivatives strategies
Fee options
Financial planning fees range from $250 to $2,000, billed 50% in advance with the balance due upon plan delivery.
$0 - $25,000: 2.00% $25,001 - $75,000: 0.85% $75,001 - $750,000: 0.75% $750,001 - $2,000,000: 0.65% $2,000,001+: 0.25%
Account minimum: $10,000
Main office location
Cross Financial Strategies, LLC
Prosper TX, United States
Number of offices
1
Most active in
Cross Financial Strategies, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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