Cromwell Investment Advisory, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,499,000
Clients
46
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
46
HighAverage account size
$76,065
About
Cromwell Investment Advisory, LLC provides investment supervisory services and financial planning primarily to individual clients. The firm offers ongoing portfolio management and one‑time or hourly financial planning, advising across mutual funds, equities, fixed income, ETFs, REITs and options.
The firm documents client objectives in an Investment Policy Statement and typically operates with discretionary trading authority, using both charting and fundamental analysis to guide decisions. Its trading toolkit includes long‑ and short‑term strategies as well as options writing, short sales and margin, and it aggregates trades (block trading) through its chosen custodian.
A distinctive feature of the firm is its integration with a tax and accounting practice; the advisory business is affiliated with and operated alongside accounting services, and the principal is a licensed CPA — an arrangement that is uncommon among independent advisory firms. The adviser also maintains a securities registration at a broker‑dealer but discloses it will not sell commissionable products, and the firm manages client assets directly rather than using third‑party managers.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
$1 - $50,000: Up to 2.30% $50,001 - $100,000: Up to 2.20% $100,001 - $1,000,000: Up to 2.00% $1,000,001 - $2,000,000: Up to 1.50% $2,000,001 - $5,000,000: Up to 1.00% Above $5,000,000+: Up to 1.00%
$150 per hour, fees are negotiable
Fee-only: $150 per hour, fees are negotiable
Main office location
Cromwell Investment Advisory, LLC
7305 Baltimore Avenue, Suite 307
College Park MD 20740-3232, United States
Number of offices
1
Most active in
Cromwell Investment Advisory, LLC has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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