Covered Call LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$27,071,184
Total clients
21
43% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
21
Average account size
$1,289,104
About
Covered Call LLC provides discretionary portfolio management for individual investors, managing about $27 million across a small client base and requiring a $25,000 minimum to open an account. Services listed in the brochure include fixed income, diversified mutual fund and ETF allocations, and a range of options-based approaches such as covered calls, option spreads and selling naked puts.
The firm begins client relationships with a consultation that produces a statement of principles to guide strategy selection and typically operates with discretionary trading authority, performing monthly reviews and more frequent monitoring for option positions. Many strategies are options-driven and described as personally developed by the principal since 1991; the brochure explicitly notes active trading, assignment risk, margin-call risk and that brokerage costs can negatively impact returns.
Notably, the firm emphasizes the use of derivatives in separately managed accounts — including liquid ETFs such as SPY and QQQ for covered-call programs — a practice that is uncommon among peers. The brochure also addresses international investment risks (currency and political risk) and highlights the principal’s prior professional experience in Japan and Hong Kong, and the firm reports a significant non-U.S. client base, indicating capacity to address cross-border investment considerations.
Client services
Expertise
Fee options
$0 - $500,000: 0.8% annually $500,001 - $5,000,000: 0.6% annually $5,000,001+: 0.4% annually
Account minimum: $25,000 Minimum fee: $125 minimum quarterly basic fee Fee-only: Investment advisory fees based on percentage of assets under management; fees payable quarterly in arrears; 5% discount if payment sent within 7 days of invoice
Main office location
Covered Call LLC
Silverthorne CO, United States
Number of offices
1
Most active in
Colorado
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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