Cove Capital Management Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$22,668,997
Total clients
29
52% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
29
Average account size
$781,690
About
Cove Capital Management provides discretionary investment supervisory services and portfolio review services to individuals (including high-net-worth clients), partnerships, trusts, pension plans and home offices. The firm documents client goals and constraints in an Investment Policy Statement for each account and manages client assets on an AUM basis with no stated account minimum.
The firm’s investment approach is grounded in fundamental analysis and includes both long‑term and short‑term trading techniques; it may employ short sales, margin transactions, and options writing (including uncovered strategies) alongside equity, fixed income and ETF holdings. Cove Capital operates with discretionary trading authority, conducts monthly reviews of client accounts by the firm’s principal, and uses Interactive Brokers as its primary custodian.
What is notable relative to many small independent advisers is the combination of active, higher‑risk trading strategies (shorts, margin, uncovered options) and in‑house management of all client assets rather than use of third‑party managers. The firm also permits client-directed brokerage, relies on Interactive Brokers for trade execution, and discloses receipt of research/soft‑dollar benefits from brokers—features that can affect execution and represent potential conflicts that clients should consider.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$1 - $1,000,000: 1.00% Above $1,000,000+: 0.75%
Main office location
Cove Capital Management Inc.
Oyster Bay NY, United States
Number of offices
1
Most active in
Cove Capital Management Inc. has reported serving >5 clients in these states in the last 12 months.
Florida · New Jersey · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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