C
Courtesy Investment Advisory Services LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
120
0% high-net worth
Advisors
1
of 13 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
120
Very HighAverage account size
$0
About
Courtesy Investment Advisory Services LLC advises and assists retail automotive dealerships and related business entities that need to invest cash held for business purposes, particularly insurance-related reserves. The firm does not manage client assets directly; instead it refers those clients to third‑party registered investment advisers for cash management and investment services.
CIAS’s role centers on aligning dealer clients’ insurance and regulatory requirements with a third‑party adviser that assumes fiduciary responsibility, provides portfolio construction and ongoing reporting, and implements investment programs appropriate to reserve guidelines. The firm does not exercise investment discretion, hold custody of client assets, or offer individual portfolio management for natural persons.
Distinctive among supported firms, CIAS’s client base is exclusively corporate automotive dealers rather than individual or high‑net‑worth clients, and its advisory activities are narrowly focused on cash‑management referrals tied to insurance statutory needs. As a subsidiary of a larger automotive services group, CIAS combines industry‑specific insurance and cash‑management knowledge with a formal referral arrangement and receives referral compensation from the advisers to whom it directs clients.
Client services
Selection of other advisers
Expertise
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Fee options
0.10% per annum (10 basis points)
Main office location
Courtesy Investment Advisory Services LLC
350 Jim Moran Blvd.
Deerfield Beach FL 33442, United States
Number of offices
1
Most active in
Courtesy Investment Advisory Services LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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