Courseview Capital LLC

Courseview Capital provides portfolio management and financial planning primarily for individuals and small-business clients, reporting six individual (non‑High‑Net‑Worth) clients and regulatory assets under management in the low millions. The firm generally charges advisory fees based on a percentage of assets under management, consistent with common practice among independent advisers.

Portfolios are managed on a continuous, supervisory basis and are equity‑focused — the adviser reports an end‑of‑year allocation heavily weighted to exchange‑traded equities with modest cash exposure. Advisory services and compliance responsibilities are performed directly by the firm’s registered investment adviser representative, who is also registered as a broker‑dealer representative and serves in the firm’s compliance role.

Notably, Courseview Capital discloses an affiliation with other investment advisers, a relationship that is uncommon among peers and may involve shared operations or referrals described in the firm’s ADV. The brochure also includes a historical FINRA arbitration disclosure involving a management person’s prior employment that was settled, which prospective clients may find relevant when reviewing the firm’s full disclosure documents.