Course Pilot Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,000,000
Clients
6
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$166,667
About
Course Pilot Financial LLC is a single-advisor independent advisory firm that provides investment management and financial advice to individual households and, in some cases, institutional clients. The firm manages client assets using model portfolios custodied at Fidelity Investments and also offers advisory guidance for assets that clients hold away.
Course Pilot implements model-based portfolio management with ongoing monitoring and recommendations on asset allocation, security selection, and progress toward financial goals. Managed relationships are billed on a percentage-of-AUM basis, and the firm will, in special cases, provide hourly financial advice for discrete engagements.
What is distinctive is the combination of a very small, boutique practice—managing roughly $1 million for a handful of clients—with the uncommon capability to provide portfolio management for institutional clients. The mix of model-driven management, held-away asset advice, and occasional hourly work reflects a compact, flexible service model not typical among solo independent advisors.
Client services
Financial planning
Portfolio management
Fee options
$0 - $500,000: 1.50% annually More than $500,000 - $1,000,000: 1.30% annually More than $1,000,000 - $5,000,000: 1.00% annually $5,000,000+: 0.75% annually on all managed household assets
$300 per hour
Account minimum: $1,000 minimum annual fee Minimum fee: $1,000 minimum annual fee
Most active in
Course Pilot Financial LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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