Couric Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$46,938,114
Clients
80
16% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
80
Very HighAverage account size
$586,726
About
Couric Financial provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), trusts, estates, endowments and businesses. Its service offerings include discretionary portfolio management, standalone financial planning engagements (offered on hourly or subscription bases), and the option to implement portfolios through an automated program on the Schwab Institutional Intelligent Portfolios platform.
The firm describes a fundamentals‑based, generally long‑term investment approach and constructs customized portfolios using mutual funds and ETFs and, when appropriate, individual stocks, closed‑end funds, REITs and options; it also may retain legacy positions for tax or portfolio‑fit reasons. Couric Financial monitors accounts regularly, rebalances and may recommend trades for tax harvesting, sector or allocation adjustments, or to meet changing client needs and risk tolerances.
Distinctive elements disclosed in the brochure include advisor professional activities beyond advisory services — the principal holds Enrolled Agent tax credentials and is a licensed insurance professional and offers tax‑preparation and insurance services separate from investment advice, which the firm identifies as potential conflicts of interest. The firm also combines bespoke management with an automated Schwab advisory option, participates in Schwab Advisor Services (receiving institutional benefits), operates on a directed‑brokerage model with custodial fee billing, and does not accept proxy‑voting responsibility for client securities.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Active portfolio management
Options & derivatives strategies
Real estate investing
Occupation focus
Executive
Founder/Business Owner
Fee options
Fixed annual financial planning fees at $125 per month.
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,500,000: 0.95% annually $2,500,001 - $5,000,000: 0.85% annually $5,000,001 - $10,000,000: 0.70% annually $10,000,001+: 0.50% annually
Independent insurance professional commissions on insurance products; separate and in addition to advisory fees.
$125 per hour for financial planning services.
Fee-only: Investment management fees and financial planning fees; no commissions on securities transactions.
Main office location
Couric Financial
Lynch Station VA, United States
Number of offices
1
Most active in
Couric Financial has reported serving >5 clients in these states in the last 12 months.
Florida · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")