Counterpoint Funds

Counterpoint Mutual Funds, LLC provides portfolio management primarily to registered investment companies, advising mutual funds and ETFs, and supplies quantitative model portfolios to third‑party platform providers (TAMPs/SMA platforms) that other advisers use to invest client assets. The firm does not provide direct discretionary portfolio management to individual retail clients; platform providers or the selecting advisers execute trades for accounts using Counterpoint’s models.

The firm’s investment process is quantitative and systematic, drawing on data providers such as Bloomberg and S&P Global and using models that combine Counterpoint‑managed funds with index‑based securities to form tactical high‑yield trading portfolios. Funds and models are managed with daily oversight for adherence to stated objectives, and Counterpoint notifies platform providers promptly of model changes while retaining broad discretionary authority under each fund’s advisory agreement.

Distinctive features include a client focus concentrated on investment companies and model platforms rather than individual or high‑net‑worth clients, and the firm’s public use of hypothetical performance for its strategies. Counterpoint reports about $2.63 billion in discretionary AUM, discloses the use of soft‑dollar credits to acquire research subscriptions (e.g., Bloomberg, S&P Capital IQ, Matlab) and directs certain trading to generate those credits, and relies on custodians such as J.P. Morgan and Brown Brothers Harriman while following proxy‑voting procedures that use Egan‑Jones recommendations and mirror voting for other registered investment companies.