Corwin Company LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$101,250,000
Clients
95
40% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
95
Very HighAverage account size
$1,065,789
About
Corwin Company LLC serves individuals, high‑net‑worth clients, corporations, and charitable entities, providing financial planning, portfolio management, and 529‑plan management. It delivers advisory services both directly and through participation in multiple LPL Financial–sponsored programs, including wrap fee accounts and model/algorithm‑based managed solutions.
The firm constructs individualized asset allocation plans using fundamental analysis and tactical rebalancing, with an emphasis on long‑term holdings when appropriate and the ability for clients to impose account‑level restrictions. Services are offered on discretionary and non‑discretionary bases, with monthly portfolio reviews and at least annual client meetings.
Distinctive for a solo independent adviser, the firm’s representatives are dually registered as broker‑dealer registered representatives with LPL and also act as independent insurance agents, and the firm operates a wrap fee program—arrangements the brochure discloses as creating potential conflicts (for example, commissions on insurance sales and shared program fees with LPL). The firm’s extensive use of LPL as program sponsor, custodian, and provider of model portfolios (including an algorithmic managed service) and its insurance affiliation set its operating model apart from many peers that do not maintain broker‑dealer registration or sponsor wrap programs.
Client services
Financial planning
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
Active portfolio management
Concentrated stock management
Private / alternative investments
Fee options
$0 - $500,000: Not more than 1.50% annually $500,001 - $1,000,000: Not more than 1.25% annually Above $1,000,000+: Not more than 1.00% annually
$250 per hour with minimum two hours per engagement; fees negotiable and may be waived for custom portfolio management clients.
Account minimum: $5,000
Main office location
Corwin Company LLC
9045 River Road, Suite 401
Indianapolis IN 46240, United States
Number of offices
1
Most active in
Corwin Company LLC has reported serving >5 clients in these states in the last 12 months.
Georgia · Indiana · Ohio · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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