Corollary Capital LLC

Corollary Capital LLC provides discretionary investment supervisory services and fee-based financial planning to a very small client base; its brochure reports roughly $482,000 of regulatory assets under management and delivery of Investment Policy Statements and ongoing portfolio monitoring. The firm offers both standard asset-based advisory programs and performance-fee arrangements for accredited investors, and executes client accounts through a designated custodian.

Corollary constructs client-specific Investment Policy Statements that document income, tax levels, and risk tolerance, and typically operates with discretionary trading authority while employing fundamental and cyclical analysis and both long- and short-term trading strategies. Financial planning is presented as a one-time plan (with additional plans available for a fee), and account reviews are conducted at least monthly by the firm’s managing member.

Distinctive features include the firm’s use of performance-based fees for accredited investors despite a small asset base and client roster, and its choice to manage all assets in-house rather than selecting third‑party managers. The brochure also notes that clients must use the firm’s recommended custodian (Scottrade), the firm does not participate in wrap fee programs, and it discloses procedures intended to address conflicts from managing both performance-fee and non-performance-fee accounts.