C
Core Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$22,351,737
Total clients
32
19% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
32
Average account size
$698,492
About
Core Investment Management is a single-advisor independent investment adviser that provides discretionary portfolio management and investment supervisory services to individual and high-net-worth clients, with about $22.35 million in assets under management and a small client roster. The firm prepares an individualized Investment Policy Statement for each client and conducts regular portfolio monitoring as part of its ongoing management services.
The firm’s investment process combines fundamental and technical analysis and uses a mix of long-term and short-term trading strategies, including options writing (covered and uncovered) and a range of vehicles such as mutual funds, equities, bonds, ETFs and REITs. Clients typically grant the adviser discretionary authority to implement the Investment Policy Statement, and custodial account reporting is provided at least quarterly.
Distinctive aspects disclosed in the brochure include that the firm’s principal is also licensed to sell insurance and may offer commissionable insurance products to clients, a relationship the firm describes as a potential conflict of interest and discloses to clients while stating clients are not required to purchase through the adviser. The firm operates as a solo practitioner managing a modest number of accounts and documents use of higher-risk strategies (e.g., uncovered options) and client-directed brokerage options, which may be less common among similar independent advisers.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$1 - $249,999: 1.50% $250,000 - $499,999: 1.25% $500,000 - $999,999: 1.00% $1,000,000+: 0.75%
Account minimum: $150,000
Main office location
Core Investment Management, LLC
5000 Birch St., Ste. 3000, West Tower
Newport Beach CA 92660-2140, United States
Number of offices
1
Most active in
Core Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")