Cooper Capital, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$17,403,718
Total clients
28
39% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
28
Average account size
$621,561
About
Cooper Capital provides discretionary investment management to individuals, high‑net‑worth clients and a limited number of corporate clients, and also offers separate financial education and consulting programs. Like many independent advisers, it delivers fee‑based portfolio management and provides guidance on retirement‑account rollovers and related planning.
The firm’s investment approach emphasizes fixed‑income strategies, particularly mortgage‑backed securities and collateralized mortgage obligations, with equity components used for balance and income enhancement; portfolios are customized and managed on a discretionary basis using allocation strategies intended to manage risk and target yield. Cooper Capital describes detailed fundamental analysis of collateral, structure and prepayment assumptions for CMOs and discloses the associated liquidity, extension and interest‑rate risks inherent in those instruments.
Distinctive features include a 2015 history of regulatory consent orders concerning undisclosed principal transactions, which the firm says it no longer permits, and a prearranged continuity plan under which a third‑party sub‑adviser can temporarily assume management if the firm’s principal is incapacitated, with transitional compensation arrangements for referrals. The combination of a CMO‑focused fixed‑income strategy, separate subscription education/consulting offerings, and the acceptance of corporate clients sets the firm apart from many peers in its category.
Client services
Portfolio management
Educational seminars or workshops
Expertise
Active portfolio management
Tax-loss harvesting
Fee options
1.50% annually
$100/hour
$95/month
Main office location
Cooper Capital, Inc.
119 N First Ave
Sandpoint ID 83864, United States
Number of offices
1
Most active in
Cooper Capital, Inc. has reported serving >5 clients in these states in the last 12 months.
Connecticut · Idaho
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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