A complete list of active advisors currently associated with Convivia Financial LLC

Warmer can help you find a great advisor at Convivia Financial LLC or one who fits your needs even better.

Convivia Financial LLC is a newly formed, single‑advisor investment adviser that offers non‑discretionary direct asset management and related financial planning to individual and high‑net‑worth clients. Although classified among firms that primarily manage pooled or institutional assets, Convivia reported no assets under management and no client accounts as of the most recent filing. The firm states it builds client portfolios using Modern Portfolio Theory and tailors strategies to documented goals, time horizons, and risk tolerances, combining long‑term holdings with trading when appropriate. Convivia requires prior client approval before executing trades and provides financial planning services at no additional charge as part of its ongoing portfolio monitoring. Compared with peers in its category, Convivia’s operational choices are atypical: it operates under a sole‑owner structure with non‑discretionary authority only, does not sponsor wrap programs or accept external sales compensation, and does not vote client proxies. The firm also requires clients to use a specified custodian (Charles Schwab) and discloses that it may receive research or other “soft dollar” benefits from custodians, a practice that can be uncommon or handled differently at larger investment managers.

To learn more about the advisors currently working at Convivia Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.