Convexity Investments LLC

Convexity Investments LLC provides discretionary portfolio management and financial planning to individual and high‑net‑worth clients, managing roughly $3.085 million across a small client base. The firm emphasizes individualized Investment Policy Statements and generally concentrates portfolios in equities and exchange‑traded funds (ETFs).

The adviser applies cyclical and quantitative analysis and uses both long‑term and short‑term trading strategies, implementing trades under granted discretionary authority in line with each client’s documented risk tolerance. Accounts are reviewed monthly by the firm’s designated reviewer, and clients receive monthly custodian reports with at least quarterly written statements from the adviser.

Noteworthy aspects disclosed in the brochure include the firm owner’s separate employment as a commodities trader for a proprietary trading firm and the firm’s requirement that client assets be custodied at Schwab Institutional; the brochure also describes the potential receipt of research or other soft‑dollar benefits associated with that custodian relationship. The brochure further discloses that firm representatives may trade personal accounts at or around the same time as client accounts and that such activity and any related conflicts are documented under the firm’s Code of Ethics.