Convergence Wealth Partners LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$17,166,047
Total clients
60
7% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
60
Average account size
$286,101
About
Convergence Wealth Partners LLC provides investment advisory and financial planning consulting services to individuals and high‑net‑worth individuals, including portfolio management, written investment strategies, risk assessment, estate planning, and financial decision support. The firm offers discretionary managed accounts and may recommend third‑party money managers or managed account programs when deemed appropriate.
The firm tailors advice to each client’s objectives, time horizon, and risk tolerance, employing asset allocation, dollar‑cost averaging, technical analysis, and a mix of long‑ and short‑term holdings; clients may impose written investment restrictions and grant the firm trading discretion through signed agreements. For held‑away retirement accounts, CWP uses a third‑party aggregation platform to review and rebalance participant accounts without taking custody, and sub‑advisor fees are generally included within the firm’s comprehensive asset‑based advisory fee.
Noteworthy features disclosed in the brochure include the principal’s licensed insurance activities and an affiliated insurance business that can generate commission income, minority ownership in a tax preparation/consulting company, and business relationships with other investment advisers that may involve compensation. These outside affiliations and the routine use of sub‑advisors and a held‑away account platform are less common among peers and are identified in the brochure along with described conflict‑management practices.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Annuities
Fee options
Fixed fees ranging from $2,000 to $7,000 per financial planning project
Under $1,000,000 - $1,000,000: 1.75% $1,000,001 - $2,000,000: 1.50% $2,000,001 - $3,000,000: 1.25% Over $3,000,000+: Negotiable
$250 - $300 per hour for financial planning services
Fee-only: Hourly fees $250 - $300 per hour; Fixed fees $2,000 to $7,000 per project for financial planning
Main office location
Convergence Wealth Partners LLC
5800 Airport Road
Redding CA 96002, United States
Number of offices
1
Most active in
Convergence Wealth Partners LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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