Convergence Advisory Group

Convergence Advisory Group is a team-based registered investment adviser that manages roughly $104.5 million across about 211 client relationships and provides discretionary portfolio management, separate financial planning (flat-fee and hourly), a subscription planning service, and a 12-month DIY Investor Rehab program that can convert into managed portfolios. Its client base includes individuals, trusts, estates, charitable organizations and business entities.

The firm offers two primary investment approaches: an Adviser‑Managed strategy that permits active trading techniques (including options strategies, short sales, margin use and hedging) and a Strategically‑Managed approach that emphasizes longer‑term mutual fund and ETF allocations with periodic rebalancing. Convergence documents client objectives in an Investment Policy Statement and generally seeks discretionary authority to implement portfolio decisions in line with those objectives.

Compared with many peers, the firm discloses the use of derivatives and option strategies within separately managed accounts and describes specific tactics such as enhanced income generation, downside hedging and occasional market‑timing. It also provides periodic educational seminars and workshops, operates subscription and DIY planning programs, and notes that several advisers maintain insurance and broker‑dealer registrations and participate in volunteer financial‑education activities — arrangements the firm discloses and supervises.