C

Contessa Capital

Updated today

Client assets under management

$12,666,868

Clients

7

100% high-net worth

Advisors

1

of 1 employees

Firm type

Independent

1 advisor

Clients per advisor

7

Very Low

Average account size

$1,809,553

About

Contessa Capital is a small independent advisory firm that works with individual clients to provide tailored investment management and financial planning services. The firm offers standalone financial planning, a 12‑month One Year Financial Fitness Program, and a combined investment management plus ongoing comprehensive planning engagement that links portfolio management and planning into a single relationship.

The firm’s investment process centers on strategic asset allocation with the ability to make tactical shifts, and it uses a mix of passive and active vehicles; analysis methods cited include fundamental, technical, charting, and cyclical approaches and the brochure references Modern Portfolio Theory as an organizing framework. Contessa Capital provides both discretionary and non‑discretionary management, aggregates household accounts (including employer‑sponsored plans) for sizing, and generally recommends Charles Schwab as custodian and broker for execution and custody services.

What is notable about the firm is its very small scale and solo structure: the brochure reports approximately $9.3 million in discretionary assets under management and a client base of five, managed by a single advisor. The principal holds a CFA charter and multiple securities industry qualifications, the firm operates on a fee‑only basis, and the brochure discloses the principal’s outside writing activity as a paid contributor to an online magazine (“The Digital Party”), authoring an occasional series titled “How To Stay Rich.”

Client services

Financial planning Portfolio management

Expertise

General retirement planning Cash flow / budgeting College savings (529s, UTMA, etc.)

Occupation focus

Founder/Business Owner

Fee options

Fixed

One Year Financial Fitness Program: Upfront fee $1,000 - $5,000 plus ongoing quarterly fee $1,000 - $1,500 (dependent on complexity and client needs)

Percentage

$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001 - $5,000,000: 0.60% $5,000,001 - $7,500,000: 0.50% $7,500,001+: Negotiable

Other

Minimum fee: $5,000 annual minimum fee for investment management services Fee-only: Fee-only compensation; no commissions or sales charges accepted

Main office location

Contessa Capital

New York NY, United States

Number of offices

1

Most active in

New York

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")