Constellation Asset Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$79,028,019
Clients
64
34% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
64
Very HighAverage account size
$1,234,813
About
Constellation Asset Management is an independent registered investment adviser that provides discretionary portfolio management primarily for individual and family accounts, as well as for trusts, IRAs/SEP/Keogh plans and corporate accounts. The firm reports managing approximately $79.3 million in regulatory assets for roughly 65 clients.
The firm employs a mix of fundamental, technical and cyclical analysis across equities, fixed income, options, mutual funds and cash, and uses both buy-and-hold and shorter-term trading strategies. Portfolios are monitored on an ongoing basis with regular performance reporting to clients and periodic reviews driven by market developments or client circumstances.
Distinctive for an independent advisory firm of its size, Constellation accepts pension and profit-sharing plans and provides portfolio management for certain institutional clients. The firm also offers investment management consulting and economic analysis to other investment advisers and incorporates custodian-provided research into its discretionary investment process.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $500,000: 1.00% annually (equity management) $500,001+: 0.75% annually (equity management) $0 - $500,000: 0.8% annually (balanced management) $500,001+: 0.6% annually (balanced management) $0+: 0.5% annually (fixed income management)
Account minimum: $50,000
Main office location
Constellation Asset Management, Inc.
7030 E. Genesee Street, Suite 211
Fayetteville NY 13066-1126, United States
Number of offices
2
Most active in
Constellation Asset Management, Inc. has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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