Conscious Investment Services, LLC

Conscious Investment Services, LLC is a single-advisor independent registered investment adviser serving 26 clients that include individuals, high‑net‑worth individuals, pension and profit‑sharing plans, charitable organizations and other advisers. The firm offers non‑discretionary portfolio management, financial planning, pension consulting (including 401(k) plan advisory) and participant account management using a third‑party Pontera platform, and it also sponsors a wrap‑fee program.

The firm documents client goals and risk tolerances in written Investment Policy Statements and uses a mix of fundamental, modern portfolio theory and technical analysis across long‑ and short‑term strategies, including the use of short sales, margin and options. Accounts are reviewed at least quarterly, and the firm reports its assets as primarily non‑discretionary (approximately $5.38 million non‑discretionary and $0 discretionary), while participant accounts connected through the Pontera platform may be rebalanced with discretion without CISLLC holding client login credentials.

What distinguishes CISLLC from many similarly sized independent advisers is the combination of sponsoring a wrap fee program, providing pension consulting and servicing corporate or plan clients, and having an affiliated insurance agent relationship that can involve commissionable products. The firm requires clients to use Interactive Brokers as custodian, discloses potential soft‑dollar research benefits from broker relationships, and states it will document and seek to manage conflicts arising from personal trading and insurance‑related activities.