Conquis Financial LLC

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Client assets under management

$279,971,014

Clients

80% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$5,599,420

About

Conquis Financial LLC provides discretionary and non-discretionary investment management along with financial planning and consulting to individuals (including high-net-worth clients), trusts and estates, charitable organizations, corporations, and retirement-plan participants. The firm also engages independent managers and sub-advisors to manage portions of client assets under separate agreements.

The firm combines passive and active strategies and uses diversification and Modern Portfolio Theory principles to construct and rebalance portfolios based on each client’s objectives, risk tolerance, and tax considerations. Conquis employs tax-aware tactics — including tax-loss harvesting and direct indexing for tax-loss targeting — and continuously monitors both internal portfolios and third-party managers to keep allocations aligned with client goals.

Noteworthy for a three-advisor practice, Conquis manages roughly $280 million across about 50 client relationships, which suggests a relatively concentrated, potentially more customized advisory model than many peers. The firm does not vote client proxies (clients retain proxy voting authority), may allow margin accounts at client request, and discloses custodial and brokerage support arrangements used to facilitate trading and account administration.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Tax-loss harvesting Wealth management General tax planning

Fee options

Fixed

Fixed flat fee negotiated based on services provided

Other

Minimum fee: Minimum quarterly fee of $3,000 (equivalent to $12,000 annually) Fee-only: Fixed flat fee negotiated based on services provided

Main office location

Conquis Financial LLC

1 La Cruz Avenue, Suite 202

Millbrae CA 94030, United States

Number of offices

Most active in

California · New York

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Website 650-651-3609

Advisors at this firm

Jacob L

CFP®, Series 63

Millbrae, CA

Conquis Financial LLC

Jacob Levy is a CFP® with three years of industry experience, currently serving as an advisor at Conquis Financial LLC. His prior roles include positions at Foreside Funds Distributors LLC, Matthews International Capital Management, LLC, The Burgiss Group LLC, Tiedemann Advisors LLC, and Presidio Group LLC. Outside of his advisory work, he is president of Eastbayshore Eruv Corporation, a religious nonprofit organization. Conquis Financial LLC is an SEC-registered investment adviser providing discretionary and non-discretionary investment management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and businesses. The firm manages approximately $220.7 million in discretionary assets, employing a mix of active and passive strategies with an emphasis on individualized client relationships and tax-aware portfolio management.

Tax-loss harvesting Wealth management General tax planning

Brieanna F

CFP®, Series 65

Millbrae, CA

Conquis Financial LLC

Brieanna Ford is a CFP® and holds a Series 65 license with two years of industry experience. She is currently an advisor at Conquis Financial LLC, where she has worked since 2025. Prior to that, she held positions at Capital Advantage, Inc. and First Republic. Conquis Financial LLC is an SEC-registered investment adviser serving individuals, high-net-worth clients, trusts and estates, charitable organizations, and businesses. The firm uses a combination of active and passive investment strategies and integrates financial planning with portfolio management, emphasizing individualized client relationships through a small advisory team.

Tax-loss harvesting Wealth management General tax planning

Katherine S

CFP®, Series 63, Series 65

Millbrae, CA

Conquis Financial LLC

Katherine Simmonds is a CFP® with 24 years of industry experience. She is currently with Conquis Financial LLC, where she has worked since 2022. Her prior experience includes roles at Mariner Platform Solutions, AdvicePeriod, LLC, and Stanford Investment Group, Inc. Conquis Financial LLC is an SEC-registered investment adviser serving individuals, high-net-worth clients, trusts and estates, charitable organizations, and businesses. The firm uses a combination of active and passive investment strategies, integrates financial planning with portfolio management, and employs tax-aware techniques to manage approximately $220.7 million in discretionary assets.

Tax-loss harvesting Wealth management General tax planning

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