Connolly Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
26
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
26
TypicalAverage account size
$0
About
Connolly Wealth Management is a fee‑based, single‑advisor independent firm that provides discretionary portfolio management to individuals and pension and profit‑sharing plans. The firm also offers ERISA 3(21) limited‑scope retirement plan consulting, refers clients to third‑party managers, and conducts public educational seminars and workshops.
Investment programs are built from documented client profiles, risk analyses and periodic reviews, and the firm cites fundamental, technical and cyclical analysis among its methods. When third‑party managers are used, the firm serves as liaison, monitors manager performance and discloses it receives ongoing referral fees from those TPM relationships.
Noteworthy aspects of the firm include an affiliated insurance business operated by the managing member, with roughly half of that person’s time devoted to insurance activities and commissions disclosed as a potential conflict of interest. The brochure also shows a small client base (26 clients) and reports no assets managed directly at year‑end (discretionary and non‑discretionary AUM reported as $0), indicating a business model that relies on TPM placements and plan consulting rather than in‑house custody of client assets.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Wealth management
Active portfolio management
Retirement plans for business owners (SEP, solo 401k)
Fee options
$0 - $499,999.99: 1.00% (100 basis points) $500,000 - $999,999.99: 0.80% (80 basis points) $1,000,000 - $1,999,999.99: 0.70% (70 basis points) $2,000,000+: 0.60% (60 basis points)
Minimum fee: $15 Quarterly Service Fee (technology fee charged per account or investment strategy) Fee-only: Asset management fees only; no commissions on investment advisory services
Main office location
Connolly Wealth Management
Austin TX, United States
Number of offices
1
Most active in
Connolly Wealth Management has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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