Connect Financial Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$66,758,952
Total clients
452
2% high-net worth
Total advisors
3
of 7 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
151
Average account size
$147,697
About
Connect Financial Advisors provides discretionary portfolio management and written financial planning to individual and high‑net‑worth clients as well as small businesses, trusts, and other entities. The firm generally charges asset‑based fees billed monthly in advance and offers portfolio management for both taxable and retirement accounts, consistent with common practices among peers.
The firm develops an investment policy statement for each client and manages accounts under discretionary authority, using a mix of long‑term and tactical strategies tailored to client objectives and risk tolerances. Its investment process draws on fundamental, technical, and cyclical analysis and can include the use of margin, short sales, and third‑party planning software; the brochure also discloses that some service providers use artificial intelligence or machine learning, which the firm monitors as a risk factor.
What distinguishes the firm is that several of its principals are licensed insurance agents and may offer commissionable insurance products, a potential conflict the firm discloses and supervises, and that one partner serves as general partner of a private investment fund in which some clients may invest. The firm also operates from multiple offices (more locations than many supported peers) and documents client restrictions in writing while not voting client proxies.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Financial planning fees range from $250 to $1,000 depending on client needs and complexity.
0.50% to 2.00% annually (negotiated fee range)
Main office location
Connect Financial Advisors
Providence UT, United States
Number of offices
4
Most active in
California · Idaho · Utah
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")