Conklin Financial Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,419,724
Clients
13
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
13
LowAverage account size
$109,210
About
Conklin Financial Management, LLC provides ongoing discretionary portfolio management and related financial planning to individuals, high‑net‑worth individuals and 401(k) plans. The firm reports managing about $1.42 million across 13 clients and discloses that financial planning is included with its portfolio management services and there is no account minimum.
Investment decisions are implemented under a written Investment Policy Statement and combine fundamental analysis and modern portfolio theory with a long‑term trading orientation; the adviser typically requests discretionary authority to execute transactions. Conklin Financial generally limits recommendations to mutual funds, ETFs, equities, fixed income, annuities and TIPS, and states a primary preference for exchange‑traded funds.
Noteworthy operational features include a requirement that client accounts be custodied at specific platforms (Altruist Financial, Betterment Advisor Solutions, or Guideline) and disclosure that the firm may receive research or other soft‑dollar benefits from custodians. The brochure also notes that the principal is a licensed insurance agent who does not sell insurance or accept commissions, and that the firm has paid third‑party referral sources such as SmartAdvisor by SmartAsset and Retirement Resource Connections.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Fee options
$0 - $250,000: 0.90% $250,001 - $500,000: 0.80% $500,001 - $750,000: 0.70% $750,001 - $1,000,000: 0.60% $1,000,000+: 0.50%
Main office location
Conklin Financial Management, LLC
South Boardman MI, United States
Number of offices
1
Most active in
Conklin Financial Management, LLC has reported serving >5 clients in these states in the last 12 months.
Michigan
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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