Conklin Financial Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,253,830
Total clients
10
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
10
Average account size
$125,383
About
Conklin Financial Management, LLC provides discretionary portfolio management and integrated financial planning to individuals, high‑net‑worth clients, and retirement plans, managing roughly $1.25 million across about ten client relationships. Services include development of a written Investment Policy Statement, ongoing portfolio monitoring, and regular reporting to clients.
The firm implements long‑term, discretionary strategies that draw on fundamental analysis and modern portfolio theory, documenting client risk tolerance and time horizon and conducting at least quarterly reviews. CFM primarily recommends mutual funds and ETFs and requires clients to establish custody with one of three digital platforms (Altruist, Betterment Advisor Solutions, or Guideline) that it uses for account opening and platform integrations.
Distinctive aspects for a firm of this scale include its small client base and in‑house management of all client assets rather than selection of third‑party sub‑advisers, and its practice of requiring specific custodial platforms rather than offering broad custody choice. The firm’s principal holds an insurance license but does not sell insurance or accept commissions, and the brochure discloses that CFM has paid for client referrals from lead providers such as SmartAdvisor by SmartAsset and Retirement Resource Connections.
Client services
Financial planning
Portfolio management
Fee options
$0 - $250,000: 0.90% $250,001 - $500,000: 0.80% $500,001 - $750,000: 0.70% $750,001 - $1,000,000: 0.60% $1,000,000+: 0.50%
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Conklin Financial Management, LLC
South Boardman MI, United States
Number of offices
1
Forms ADV
Quick links
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